Open Roles

Legal & Compliance Associate

Company Description

Company Overview

Third Bridge was founded on the belief that human insights drive intelligent investment decisions.

To make the right investment decisions, our clients require access to the most relevant experts and their insights – we enable this through private consultations and exclusive content drawn from expert interviews.

Our clients consist of some of the largest private equity funds, hedge funds, mutual funds and management consulting firms, who are serviced by a team of over 900 employees located across eight global offices.

Third Bridge operates in a global, multi-billion-dollar market with double digit annual growth and has consistently received accolades for Great Places to Work and the top 100 fastest growing companies. 

Job Description

Position Overview
At Third Bridge, our Compliance framework is an integral part of our business; as such
we are looking to hire a Legal and Compliance Assistant to join our team in Shanghai.
Whilst there will be particular focus on the legal and compliance aspects of Third Bridge’s
business in Asia, you will work with the legal team globally.

Job Responsibilities
In this you will:
[Legal]
Working with legal team globally and ensuring compliance with applicable securities
laws (both domestic and international) and Third Bridge’s internal compliance
policies
Integrating internal compliance procedures with client compliance requirements
Responding to day-to-day legal and compliance queries from research teams
Delivering compliance training to employees at regular intervals
Other legal and compliance related tasks, as required
Researching specific areas of law of relevance to the business as and when needed.
[Compliance]
Review and approve the subject matter of Forum calls and speakers
Review and approve call invites and agendas
Answer daily compliance queries from the Forum team
Ensure compliance with internal procedures and pre-agreed client specific
processes
Review and approve transcripts of conference calls, specifically to identify
confidential information and other inappropriate content and work with the call
moderators to finalize content for publication

Qualifications

Skills
Organized with excellent attention to detail
Ability to develop strong working relationships across the organization, working
with all levels and all offices globlally
Excellent oral and written communication skills in both English and Chinese
Ability to identify risks and apply strategies to minimize them
Qualifications
Legal Degree level qualification (or equivalent)
2 years legal or compliance experience

Private and confidential 2

1+year with financial regulations or securities is a plus
1+year with financial publications is a plus
Experience of working in an English speaking country is a plus.
Excellent written and verbal communication skills in both English and Chinese;

Additional Information

The successful candidate must, by the start of the employment, have permission to work in the country they are applying

We know that to be truly innovative, we need to have a diverse team around us. That is why Third Bridge is committed to creating an inclusive environment and is proud to be an equal opportunity employer. If you are not 100% sure if you are right for the role, please apply anyway and we will be happy to consider your application.