Open Roles

VP, Compliance Operations

Company Overview

Third Bridge was founded on the belief that human insights drive intelligent investment decisions.

To make the right investment decisions, our clients require access to the most relevant experts and their insights – we enable this through private consultations and exclusive content drawn from expert interviews.

Our clients consist of some of the largest private equity funds, hedge funds, mutual funds and management consulting firms, who are serviced by a team of over 900 employees located across eight global offices.

Third Bridge operates in a global, multi-billion-dollar market with double digit annual growth and has consistently received accolades for Great Places to Work and the top 100 fastest growing companies.

Position Overview

This is a new position created within the Legal and Compliance team. The VP, Compliance Operations will report to the Chief Compliance Officer.

The VP, Compliance Operations will be responsible for supporting the Chief Compliance Officer and General Counsel to operationalize legal and compliance systems and processes across the business. 

The successful candidate will achieve this through management of projects, day-to-day business process optimization efforts, and operational process root cause analysis.  

This role will have a strong hands-on focus on ensuring business wide adherence to compliance standards by ongoing auditing and monitoring.

The VP, Compliance Operations will work closely with the Chief Compliance Officer and stakeholders throughout the business to evaluate and enhance current programs to develop more scalable and sustainable internal compliance auditing and monitoring programs, playing a key role in managing business risk.    

This role is based in New York.

Job Responsibilities

  • In this role you will be responsible for operationalizing compliance standards, processes, and responsibilities, including: 
  • Conducting operational process evaluations to identifying potential automation or process efficiencies
  • Partnering with sales, account management, and clients to implement and operate client specific compliance protocols
  • Partnering with technology teams to identify and deploy technologies that enhance efficiency and throughput
  • Establishing metrics, data analytics, and reports that enable effective operations management
  • Establishing scalable and repeatable compliance processes that are enabled by technology
  • Developing and maintaining efficient, controlled, and documented processes and procedures
  • Devising and managing internal compliance audits
  • Managing and developing robust compliance monitoring systems
  • Identifying compliance training needs and finding and administering solutions
  • Communicating with clients to address and resolve complex or novel compliance queries
  • Managing relationships with outside vendors

Skills

  • Ability to identify risks and apply strategies to minimize them
  • Ability to manage complex projects to a successful outcome
  • Ability to navagate complex and competing goals and interests to acheive results
  • Organized with excellent attention to detail
  • Ability to develop strong working relationships and act as an influencer across the organization, working with all levels and all offices globlally
  • Excellent oral and written communication skills

Qualifications

  • Bachelor's Degree required, advanced degree preferred
  • Experience working with a Registered Investment Adviser or working in a compliance function within another highly regulated industry
  • 4+ years legal or compliance experience preferred 


      The success candidate must, by the start of the employment, have permission to work in the      country they are applying. 

            We know that to be truly innovative, we need to have a diverse team around us. That is why  
            Third Bridge is committed to creating an inclusive environment and is proud to be       
            an equal opportunity employer. If you are not 100% sure if you are right for the role,
            please apply anyway and we will be happy to consider your application.